Head of Commercial Banking. Additional information about Regions and its full line of products and services can be found at www.regions.com. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Prior to that role he was Head of Strategic and Corporate planning. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. By Jeremy King | February 9, 2021. He is responsible for 1,500+ facilities and workplace strategy. Scott M. Peters Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. David Popwell President, Specialty Banking . Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Senior Executive Vice President He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. She also serves as vice president and program chair. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. The LifeGreen color is a trademark of Regions Bank. Gartner Terms of Use Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Logan M. Pichel BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. May 27, 2022, 1:30 p.m. EDT 3 Min Read. President and Chief Executive Officer of Regions Financial Corporation. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Corporate governance is my passion. Deron Smithy serves as Regions Treasurer. Advisory Services are offered through Cetera Investment Advisers LLC. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Core Product Marketing. Nix will report to Tara Plimpton, chief legal officer for the bank. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Kate R. Danella Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. 2023 Regions Bank. Martha Raber His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. For bank chief risk officers, no room for error in compliance Commercial Banking includes clients with revenues between $1MM and $250MM. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Find your next job opportunity near you & 1-Click Apply! By Chief Risk Officer . Misra is responsible for overseeing the company's data strategy and enterprise data . Senior Executive Vice President Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. All rights reserved. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. He is also a member of the companys Executive Leadership Team. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Privacy Policy. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Member FDIC. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Andrews experience and insights will help us build on these accomplishments. Nix commits much of his time to community engagement and professional organizations. Senior Executive Vice President Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Regions Bank Names Andrew Nix as Chief Governance Officer Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Regions Investment Solutions is a marketing name of Cetera Investment Services. You should consult privacy disclosures at the linked website for further information. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Design a human-centric compliance culture. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He received a masters degree in business administration from Emory University, Atlanta, Georgia. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Deputy Chief Compliance Officer - Retail Broker-Dealer There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Senior Executive Vice President Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Andrew Nix will join Regions as chief governance officer on March 17. Regions Bank is an Equal Housing Lender and Member FDIC. Head of Consumer Banking Group. Gartner Terms of Use 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Senior Executive Vice President Barb Godin Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Officers & Directors | Renasant Corporation Senior Executive Vice President Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). New compliance officers face an overwhelming amount of tasks during their first few months. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Jeremy D. King Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Senior Executive Vice President Senior Executive Vice President Nix commits much of his time to community engagement and professional organizations. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions.